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 QUALYs
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 QUALYs and renal patients

Quality Adjusted Life years: an equal deal for renal patients?

Aileen Heminsley

Abstract: the technique used to allocate heallthcare budgets is examined. Renal units produce high-cost QUALY's. The implications for treatment are discussed. 9 references.

Contents.
Introduction.
QALY'S: a definition.
The economic/political implications.
The ethical and social implications.
Implications for dialysis dependent patients.
 
Conclusion.
References.

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Introduction

Recent changes in the delivery and management of health care services have focused attention on the need for efficiency and cost-effectiveness. There has always been rationing in the NHS, but the introduction of the internal market has led to explicit attempts to define the processes involved. It is argued that the use of QALY's is an ethical method of allocating finite resources in times of increasing pressures on health care budgets. As yet there is little evidence of any systematic use and review of QALY techniques. However, the technique is the subject of increasing discussion. For example, the Department of Health has suggested in the past that regional health authorities use QALY's to determine a list of treatments that will not be available to the general public. (1) Dialysis therapy is an excellent example of an area where QALY's could be justifiably applied to enable treatment decisions to be made. Yet the methodology and applications of the technique are untested and the central question remains - who benefits from QALY's? This paper examines the QALY debate and the implications for health care resources.

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QALY'S: a definition

QALY's were pioneered in Oregon in the USA, where they have been used to prioritise medical conditions and allocate resources accordingly. Professor Alan Williams has been the person most associated with the use of QALY's in the UK. Williams' definition of the QALY's technique is that a QALY takes a year of healthy life expectancy to be worth one, and a year of unhealthy life expectancy to be worth less than one. The worse the quality of life, the lower the value obtained. The general idea is that a beneficial health care treatment will generate a positive number of QALY's and that an efficient treatment will be one where the cost per QALY is as low as possible. Therefore a high priority treatment is one where the cost per QALY is low, whilst low priority treatments are those where the cost per QALY is high.(2) This method of allocating resources could  have disturbing  implications for expensive treatments such as dialysis. Treatment with dialysis generates high cost QALY's, which would be seen as a low priority area for investment. Inevitably, a policy would be introduced to determine which patients should have dialysis. This would affect not only patients and their relatives, but also the staff working in these areas. However, the QALY continues to be promoted as a means for providing health care managers with objective information for the allocation of resources, as well as a means for medical/nursing staff to make "rational" treatment decisions. If this system is introduced then QUALY's will end up benefiting not the patients, but rather the balance sheets of hospital managers.

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The economic/political implications

QALY advocates are in the main health economists and managers, and their argument is based on the fact that there are simply not enough resources to allow all the treatment required. The QALY, it is argued, is a fair means of allocating these scarce resources in a beneficial way. (3) Critics of this view do not accept this and whilst accepting that resources are finite, question why health care expenditure in the UK is the lowest in Europe.(4)

However, there is room for increased efficiency in the NHS and there is little reason to hope that budgets will be significantly increased, despite the manifesto of the recently  elected Labour government.  From this perspective there is some use for QALY's. There has always been rationing in the health service. Maynard argues that QALY's mean that benefits are maximised and costs minimised. Hard choices become easier to make being based on a rational argument.

This argument ignores the fact that benefits cannot be measured between patients.  The concept of utilitarianism advocates that it is the consequences of actions that count, rather than the motives. QALY's fit this analogy well, the argument being that the methods that produce the most benefits for the greatest numbers should be chosen. This argument fails to resolve the fact that improving the quality of life for many may cause the death of many others. Would the advocates of QALY's feel so strongly if their relatives subsequently needed dialysis?

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Maynard also argues that it is the ethical role of health care managers and economists to determine what the "best buy" treatment is. He feels that evaluative research, not doctors or nurses should decide how patients are treated stating that "QALY's should be maximised in our hospitals even if patients with treatable renal failure are not cared for in our hospitals". The main thrust of the argument that is often repeated in the literature, is that clinicians will try to obtain as many resources for their speciality with scant regard for the costs and benefits to others. Williams states that procedures where QALY outcomes are high in relation to costs e.g. heart valve replacements should take precedence over procedures such as dialysis where the costs per QALY are higher. This argument pays little attention to the staff and patients in these areas and the pioneering work that is being undertaken, which may in time reduce the cost and maximize the outcomes of dialysis.

Priority setting should remain with the doctors and nurses responsible for dealing with patients, as they have always considered the social and economic consequences of their actions. The best is always done for each patient. The responsibility for clinical decision making has not been handed to health care economists.(5) Further resources would be required to fund the introduction of a system of QALY's. It would take a very foolhardy political party to advocate their use, particularly as QALY's undermine the ethical ethos of the NHS and would be a very unpopular move with the public.

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The ethical and social implications

Supporters of QALY's feel that inefficient overspending is unethical and that overspending on one group of patients denies others who may benefit more. (3) (6) Critics of QALY's argue that the methodology employed to make decisions regarding treatment is unethical. It has not been validated, but despite this the QALY has been used for cost effective clinical trials.(7) lf QALY's were to be used to benefit patients ie decide the best treatment option, then there would be no criticism. The critics are adamant that the QALY would be used not to decide how to treat but rather which groups of patients to treat. (8) QALY's discriminate against the elderly as they value life years rather than lives. The dialysis population is increasingly elderly, so will these people who have every right to enjoy their later years be denied a chance of treatment because it is not cost effective?

Applying QALY's to individuals is not appropriate as their impersonal calculations would not be morally defensible. Cubbon argues that the most applicable use is in planning services.(9) Certain groups will always be deprived in some way and if QALY's are utilised then those affected will not be known as individuals. This moral judgement is defended on the grounds that discrimination is less clear when the members of the group are not easily defined. Denying people their basic right to health care is not a ethically sound argument. Several public surveys have revealed that if resources for health care needed rationing, then priority should go to the young and those with families. No comment was made regarding an individuals perceived worth to society ie intelligence, status, etc.(6)

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The above arguments call the ethics of QALY's into question. They would appear to benefit neither the individual patient or wider society. Do we really want to live in a society where access to health care depends on your age and perceived worth to society? Everyone should have the opportunity to have access to the best medical resources. It is morally indefensible to use the QALY's system to allocate resources.

Implications for dialysis dependent patients

The future application of QALYs could have serious outcomes for patients who rely on the expensive treatment of dialysis. Treatment in renal units produces high cost QALY's, which are seen by health care economists as a low priority area for funding. If such a system was allowed to develop, then ultimately some patients would lose out. Staff would be placed in the unenviable position of turning away patients who could have enjoyed an adequate quality of life on dialysis and trying to explain the situation to distraught families and loved ones. QALY's would not make the decisions already being taken every day by clinicians any easier, they would simply increase the stress. Also, hundreds of people each year are recipients of a transplant kidney and go on to lead productive lives. Would the advocates of QALY's deny them this opportunity? Dialysis is an expensive treatment, but advances occur daily and research developments continue. The cost of treatment will fall, whereas quality of life and life expectancy look set to increase. Medical and nursing staff have always based treatment decisions on the best possible outcome for the patient. It seems naive to want to remove this system to be replaced by another that is neither tried nor tested.

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Conclusion

To conclude, the advantage of QALY's is that the system advocated goes beyond a simple measure of life expectancy and takes into consideration an individuals quality of life. There are benefits in such a system. For example, QALY's could help doctors and patients decide upon the best form of treatment for a particular disease. The methodology would need strengthening before such a system could be put in place, but the idea of using QALY's to assess the cost effectiveness of a treatment option and who should receive treatment is deeply unethical. QALY's do not advocate and, ethical division of resources for the benefit of the most people, rather the system  maximises  discrimination  against  those individuals unfortunate to suffer from an "expensive" disease. Huge numbers of people could have their basic right to health care withheld if they are judged too sick or too elderly. The moral ethos of the NHS is undermined. QALY's would be of no benefit to renal patients and the system would perpetuate the chronic underfunding of the health service. This situation would only benefit the health care economists and hospital managers.

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References

1. Dean M. ls your treatment economic, effective, efficient? Lancet 1991: 337; 480-1.

2. Williams A. The value of QALY's. Health and Social ServiceJournal 1986: July 18: Centre 8.

3. Maynard A. Logic in medicine: An economic perspective. British Journal of Medicine 1987: 295; 1537-41.

4. Rawles J. Castigating QALY's, Journal of Medical Ethics 1989: 15; 143-147.

5. Rawles J, Rawles K. The QALY argument: A physician's and a philosopher's view, Journal of Medical Ethics 1990: 16; 93-4.

6. Williams A. Cost-effectiveness analysis: Is it ethical? Journal of Medical Ethics 1992: 18: 7-11.

7. Coast,J. (1992), Reprocessing data to form QALY's, British Medical Journal 1992: 305; 87-90.

8. Harris J. QALYifying the value of life, Journal of Medical Ethics 1987:13;117-23.

9. Cubbon J. The principle of QALY maximisation as the basis for allocating health care resources. Journal of Medical Ethics 1991: 17;181-4.

Nursing Progress: Issue 4: July 1998.

Copyright: Nursing Progress, Royal Hospitals NHS Trust.

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